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Businesses that sell consumer financial products and services have come under increased scrutiny by state and federal regulators as well as plaintiff’s class action attorneys.  Financial service businesses, large and small, must now implement compliance management systems that demonstrate that they comply with the laws and regulations that govern them. 


Larger companies are investing millions of dollars to meet these new compliance requirements, hiring senior compliance officers and large compliance staffs.  


But small and medium-sized businesses must also employ compliance management systems that are appropriate to their size and market share. 


Thurman Legal focuses on providing timely compliance guidance to small and mid-sized businesses that don’t have the resources to install expensive compliance programs.

Most importantly, we work with our clients to design the litigation and compliance solutions you need that work within your budget.


We can:


  • Prepare a “legal check-up” or compliance audits to help you determine how you’re doing and what you need to be doing.  

  • Respond to phone inquiries for advice.

  • Review and revise marketing pieces, draft policies and procedures, affiliate agreements, vendor and customer agreements.

  • Add arbitration clauses and class action waivers to agreements.

  • Prepare demand letters.

  • Assist in responding to demand letters.

  • Review and provide initial guidance on subpoenas or CIDs.

  • Provide guidance to you and your attorney in responding to opposing counsel or regulators.

  • Communicate on your behalf with opposing attorneys or regulators.

  • Negotiate with opposing attorneys or regulators. 

  • Handle any stage of litigation.

  • Serve as local counsel.

  • File or answer complaints.

  • Prepare or respond to discovery requests.

  • Take or defend depositions.

  • Prepare or respond to motions.

  • Make limited court appearances.

  • Handle settlement conferences.

  • Handle hearings, trials or arbitrations.

  • Respond to regulatory investigations.

  • Perform major research projects, legal surveys, etc.

  • Negotiate with opposing counsel or regulators.

  • Advise clients on court procedures and conduct.

  • Provide coaching on strategy or role playing.

  • Prepare and review exhibits for discovery.

  • Organize and evaluate discovery materials.

  • Draft contracts and agreements.

  • Provide legal guidance or opinions.

  • Engage in “collaborative lawyering” with your current counsel, sharing strategic and tactical knowledge and ideas.


We offer a variety of pricing structures for our consulting services, including but not limited to:


  • Flat rate projects, including compliance modules.

  • Monthly subscriptions.

  • Reasonable hourly rates tailored to meet your business’ needs.

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